Search for: "Compass Securities, Inc." Results 1 - 20 of 86
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2 Dec 2009, 6:32 pm
Lefkowitz and Compass Capital Group, Inc., two defendants in the SEC's pending civil action concerning an unlawful offering of unregistered stock by 21st Century... [read post]
23 Sep 2022, 1:20 pm by Mark Astarita
The Securities and Exchange Commission today announced settled charges against Compass Minerals International Inc. for misleading investors about a technology upgrade that the company claimed would reduce costs at its most significant mine, but in…Read the Full Press ReleaseHave a securities law question? [read post]
3 May 2022, 2:30 pm by Silver Law Group
Ladenburg Thalman & Co. and Compass Point Research & Trading LLC were joint book-running managers for the offering with National Securities and Aegis Capital Corp. serving as co-managers. [read post]
7 Mar 2008, 5:33 am
In case you thought the dearth of Halliburton-related scandals in the news lately meant that the company's leaders were regaining their moral compass-- fear not. [read post]
4 Jun 2018, 6:38 am by Silver Law Group
  BBVA Compass Investment Solutions, Inc   Benjamin Glasser Aibel   Wunderlich Securities,Inc   Sanders Morris Harris Inc   Carter Page Brooks   Wells Fargo Clearing Services, LLC   Edward Jones   Walter Lee Clark   Clark Capital Financial LLC   Adirondack Trading Groups LLC   Christian Colon   Ausdal Financial Partners, Inc. [read post]
31 Oct 2017, 1:22 am by Sme
Compass Group USA, Inc. (10th Cir., October 23, 2017) (affirming dismissal of Title VII discrimination case because he filed after the end of the 90-day filing period and provided an incorrect address to the EEOC)ERISA *Stephens v. [read post]
23 Apr 2018, 1:20 am by Kevin LaCroix
Supreme Court issued its unanimous decision in Cyan, Inc. v. [read post]
14 Jun 2022, 9:45 am by Eugene Volokh
From today's opinion from New York's high court in In the Matter of Nonhuman Rights Project, Inc., written by Judge DiFiore: For centuries, the common law writ of habeas corpus has safeguarded the liberty rights of human beings by providing a means to secure release from illegal custody. [read post]
8 Jun 2011, 11:17 am by Eric Schweibenz
  Honeywell also alleges that it has made substantial investment in seeking and securing a license to the ‘653 and ‘452 patents. [read post]
28 Apr 2010, 10:51 am
As it always does in gentle creative souls, compassion led to patenting, and patenting led to litigation, as it always does with valuable technology. [read post]
4 Apr 2022, 9:49 am by Katherine Pompilio
ET: The Atlantic Council will host a public conversation on the EU Strategic Compass and EU-U.S. defense cooperation. [read post]
13 Jun 2011, 10:10 pm
I do and always will feel compassion towards victims of violent crimes. [read post]